Dowgate Wealth Limited, ”Dowgate”, is committed to your privacy and follows the General Data Protection Regulations (GDPR) when collecting your personal data. The purpose of this statement is to set out how we use your personal data and what your associated rights are under GDPR.
We will process any personal information provided to us or otherwise held by us relating to you in the manner set out in this Privacy Statement. Personal data is collected in various ways including:
writing (including emails, application forms),
via our website (the “Website”), using cookie technology
telephone calls
face to face meetings
By accepting this Privacy Statement you agree that you understand and accept the use of your personal information as set out in this statement. If you do not agree with the terms of this Privacy statement we will be unable to continue our relationship with you and will require your account to be closed.
Who We Are
References in this Privacy Statement to Dowgate Wealth Limited, relate to a Private Limited Company incorporated in England and Wales (Registration number 926137). We control the ways your Personal Data is collected and the purposes for which your Personal Data is used by Dowgate, acting as the “data controller” for the purposes of applicable European data protection legislation.
Personal Data We Collect
The data we collect will depend on our relationship with you, but in general the personal data we will require includes:
Names
Date of Birth
Address
Bank Account details
Telephone number
Email address
National Insurance Number (or equivalent depending on country)
Employment information
Financial Information
Protecting Your Personal Data
Your Personal Data is protected by law. The law states that we can only process your Personal Data when there is a genuine reason to do so and it must be one of the following:
If you choose not to provide your Personal Data it may prevent us from meeting legal obligations and/or fulfilling a contract Not providing your Personal Data may mean we are unable to provide you with products or services.
Recipients of Personal Data
Dowgate shares your data with the following third-party service providers. The data storage and processing systems are protected by access controls, to minimise any risk to the integrity or security of your personal data and is stored in servers in the EU
Evorio IT Consulting
Experian PLC
Fitzrovia IT Limited
Global Prime Partners
ID-Pal
Jarvis Investment Management
KYC 360
Mimecast
Regulatory Bodies (upon request)
Teleware
Xarios
Information Collected
The information and data about you which we may collect, use and process includes the following:
Information that you provide to us by filling in application forms or any other information you submit to us via written communication (including emails)
Records of correspondence, whether via the Website, email, telephone or other means
Details of the transactions you carry out with us, whether via telephone or other means
Details of your visits to the Website including, but not limited to, traffic data, location data, weblogs and other communication data
Data Transfer Outside the EEA
We will only transfer your Personal Data outside of the EEA where:
You have given your explicit consent, or
It is necessary for us to set up or fulfil a contract you have entered into with us; or
To comply with a legal duty or obligation
If we do transfer your Personal Data outside of the EEA, we will take measures to ensure it is protected to the same standards as it would be within the EEA by relying on one of the following:
The country that is receiving your Personal Data has been found by the European Commission to offer the same level of protection as the EEA. More information can be found on the European Commission Justice website.
We will use contracts that require the recipient to protect your Personal Data to the same standards as it would be within the EEA
Where the transfer is to the USA and the recipient is registered with Privacy Shield. Privacy Shield is a framework that ensures Personal Data is protected to a level approved by the EU. Read more about Privacy Shield on the European Commission Justice website.
In some instances we may be compelled by law to disclose your Personal Data to a third party and may have limited control over how it is protected by that party. How long we keep your Personal Data Whenever your data is kept by Dowgate we will ensure that it is appropriately protected and only used for acceptable purposes. We will keep your data for a period of five years from the date Dowgate ceases to carry on business with you (i.e account closure).
Your Rights Over Your Personal Data
We will assist you if you choose to exercise any of your rights over your Personal Data, including:
Lodging a complaint with any relevant Data Protection Authority
Access to your Personal Data that we hold or process
Correction of any Personal Data that is incorrect or out of date
Erasure of any Personal Data that we process
Restrict processing of your Personal Data in certain circumstances
Should you have any complaints about the processing and retention of your personal data, please in the first instance contact compliance@dowgate.co.uk or call us on 020 3903 7724.
In addition under GDPR, you have the right to lodge a complaint with the Supervisory Authority, the Information Commissioner’s Office (ICO) who are the national authority responsible for the protection of personal data. A complaint can be made to the ICO via their website: ico.org.uk or through their helpline 0303 123 1113
Changes to Our Privacy Statement
We may update this policy from time to time and changes will be published on our website:
https://www.dow.test/ and previous versions will also remain on the website. We will notify you of any material changes via email (where possible) but recommend you check this statement regularly, so that you are aware of any changes
If you decline to accept the changes to the Privacy Statement, we may not be able to continue to provide some or all products and services.
Contacting Us
If you have any concerns, or would like more detail about how we process your Personal Data, you can contact us at compliance@dowgate.co.uk or call 0203 903 7715
Last updated 11 March 2021
DISCLAIMER – IMPORTANT
General
You are attempting to enter a part of the website containing materials which may be restricted under the securities laws of certain jurisdictions.
Please read this notice carefully – it applies to all persons who view this webpage. The disclaimer set out below may be altered or updated from time to time. You should read it in full each time you visit the site.
The materials you are seeking to access are made available in good faith and for information purposes only and are subject to the terms and conditions set out below. Any person seeking to access this webpage represents and warrants to the Company that they are doing so for information purposes only. Further, it does not constitute a recommendation by the Company or any associated company or any other person to subscribe for or buy securities in the Company. The information on this website is general in nature and does not in any way constitute investment, tax, legal or other advice. To allow you to view information about the Company, you must read this notice and then click “I AGREE”. If you are unable to agree, you should click “I DISAGREE” and you will not be able to view information about the Company.
Nothing on, or which can be downloaded from, this webpage constitutes an offer for sale or subscription or any solicitation for any offer to buy or subscribe for any securities in any jurisdiction. Any such purchase or subscription must be made only on the basis of the information contained in an admission document relating to the Company in its final form (the “Admission Document “). Any decision made to purchase or subscribe for any securities should be made solely and only on the basis of the information provided in the Admission Document.
The materials are only addressed to and directed at persons in the United Kingdom that are “qualified investors” within the meaning of the UK version of the EU Prospectus Regulation which forms part of UK domestic law pursuant to the European Union (Withdrawal) Act 2018 and are persons: (a) who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) (investment professionals); (b) who fall within Article 49(2)(a) to (d) of the Order (high net worth companies, unincorporated associations etc.); or (c) to whom it may otherwise be lawfully distributed (all such persons in (a), (b) and (c) together being referred to as “Relevant Persons”). Any investment or investment activity to which these materials relate is available only to Relevant Persons, and will only be engaged with such persons.
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The materials do not constitute an offer to issue or sell, or the solicitation of an offer to subscribe for or buy, any securities to any person in any jurisdiction to whom it is unlawful to make such offer or solicitation in such jurisdiction. Without limiting the generality of the foregoing, these materials do not constitute an offer of securities to any person with a registered address, or who is resident in, the United States, or who is otherwise a “US Person” as defined in Regulation S under the United States Securities Act of 1933 (as amended) (the “US Securities Act“). There will be no public offer of securities in the United States. Outside of the United States, the securities are being offered in reliance on Regulation S promulgated under the US Securities Act. These materials may not be distributed directly or indirectly to any persons with addresses in the United States or any of its territories or possessions unless in accordance with applicable law.
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Forward looking statements
This webpage and the information contained herein contains certain forward looking statements. These statements relate to, among other things, analyses and other information that are based on forecasts of future results and estimates of amounts not yet determinable. These statements also relate to the Company’s future prospectus, development and business strategies. These forward looking statements are identified by the use of terms and phrases such as “anticipate”, “believe”, “could”, “estimate”, “expect”, “intend”, “may”, “plan”, “predict”, “project, “will” or the negative of those variations, or comparable expressions, including references to assumptions. These statements, including statements containing projections of the Company’s future results, operating profits and earnings, are based on current expectations and subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by those statements. By their nature, forward looking statements involve risk and uncertainty and the factors described in the context of such forward looking statements could cause actual results and developments to differ materially from those expressed in or implied by such forward looking statements.
Should one or more of these risks or uncertainties materialise, or should underlying assumptions prove incorrect, actual results may vary materially from those described in this webpage and the information contained herein. Except as required by applicable law or regulation, neither the Company, nor its advisers nor any of their respective agents, assumes or undertakes any obligation to update or correct the information contained in this webpage and the information contained herein.
None of the Company, Cavendish Capital Markets Limited (“Cavendish“), Dowgate Capital Limited (“Dowgate Capital“) or any other person has, or accepts: (i) any responsibility or duty to update any information, document or announcement contained on this website and the Company reserves the right to add to, remove or amend any information available on this website at any time; or (ii) any responsibility in respect of any information contained on any other website which may be linked to or from this website.
Cavendish, which is authorised and regulated by the Financial Conduct Authority (“FCA“) in the United Kingdom, is acting exclusively for the Company and no one else in connection with the matters referred to on this website and will not be acting for any other person or otherwise responsible to any person other than the Company for providing the protections afforded to clients of Cavendish or for advising any other person in relation to any matters referred to on this website. Apart from the responsibilities and liabilities, if any, which may be imposed on Cavendish by the Financial Services and Markets Act 2000, as amended (“FSMA“), or the regulatory regime established thereunder, Cavendish accepts no responsibility whatsoever for the contents of this website or for any statement made or purported to be made by it, or on its behalf, in connection with the Company. Cavendish, its subsidiaries, branches and affiliates accordingly disclaim all and any liability whether arising in tort, contract or otherwise (save as referred to above) which it might otherwise have in respect of such material or any such statement.
Dowgate Capital, which is authorised and regulated by the FCA in the United Kingdom, is acting exclusively for the Company and no one else in connection with the matters referred to on this website and will not be acting for any other person or otherwise responsible to any person other than the Company for providing the protections afforded to clients of Dowgate Capital or for advising any other person in relation to any matters referred to on this website. Apart from the responsibilities and liabilities, if any, which may be imposed on Dowgate Capital by the FSMA, or the regulatory regime established thereunder, Dowgate Capital accepts no responsibility whatsoever for the contents of this website or for any statement made or purported to be made by it, or on its behalf, in connection with the Company. Dowgate Capital, its subsidiaries, branches and affiliates accordingly disclaim all and any liability whether arising in tort, contract or otherwise (save as referred to above) which it might otherwise have in respect of such material or any such statement.
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